BENJAMIN ALAN SWIM is an investment adviser representative (IAR) with state registration records since 2011, appearing at 2 firms. Currently registered with RBC CAPITAL MARKETS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | 2020-05-21 | present | Yes |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2011-09-20 | 2020-05-19 | — |