HEATHER DEMPSEY is an investment adviser representative (IAR) with state registration records since 2002, appearing at 4 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2023-04-11 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2011-04-29 | 2023-03-06 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2009-05-01 | 2011-05-02 | — |
| UBS FINANCIAL SERVICES INC. | 2007-08-10 | 2009-05-21 | — |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC | 2003-12-15 | 2007-07-31 | — |
| CHARLES SCHWAB & CO., INC. | 2002-06-17 | 2003-12-02 | — |