SERGIO GABRIEL GARZA

SERGIO GABRIEL GARZA is an investment adviser representative (IAR) with state registration records since 2003, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (6)

FirmFromToCurrent
LPL FINANCIAL LLC2025-08-18presentYes
PNC WEALTH MANAGEMENT2021-07-232025-08-01
LPL FINANCIAL LLC2020-12-112021-07-15
CUNA BROKERAGE SERVICES, INC.2008-01-032020-12-08
TD AMERITRADE INVESTMENT MANAGEMENT, LLC2006-05-122007-02-08
TD AMERITRADE, INC.2003-05-282007-02-08

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