JAMES DEE CARLSON is an investment adviser representative (IAR) with state registration records since 2001, appearing at 4 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2011-02-18 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2011-02-24 | — |
| MORGAN STANLEY & CO. LLC | 2007-04-02 | 2009-06-01 | — |
| MORGAN STANLEY DW INC. | 2001-12-31 | 2007-04-02 | — |