JAMES PETER SHANNON

JAMES PETER SHANNON is an investment adviser representative (IAR) with state registration records since 2006, appearing at 4 firms. Currently registered with OSAIC WEALTH, INC..

Registration history (4)

FirmFromToCurrent
OSAIC WEALTH, INC.2024-01-19presentYes
WOODBURY FINANCIAL SERVICES, INC.2010-05-272024-01-19
CREDIT SUISSE SECURITIES (USA) LLC2008-09-172010-02-25
LEHMAN BROTHERS INC.2006-08-032008-09-24

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