WILLIAM JAMES UGALDE is an investment adviser representative (IAR) with state registration records since 2006, appearing at 2 firms. Currently registered with OSAIC WEALTH, INC..
| Firm | From | To | Current |
|---|---|---|---|
| OSAIC WEALTH, INC. | 2023-09-01 | present | Yes |
| OSAIC SERVICES, INC. | 2017-06-01 | 2023-09-01 | — |
| OSAIC SERVICES, INC. | 2006-04-24 | 2015-10-09 | — |