James H Mooney is an investment adviser representative (IAR) with state registration records since 2004, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2025-07-10 | present | Yes |
| CADARET, GRANT & CO., INC. | 2022-07-29 | 2025-07-10 | — |
| SANTANDER SECURITIES LLC | 2016-02-10 | 2022-08-01 | — |
| VOYA FINANCIAL ADVISORS, INC. | 2012-07-06 | 2016-02-03 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2004-10-07 | 2012-06-26 | — |