DOUGLAS CLAY ARTHUR

DOUGLAS CLAY ARTHUR is an investment adviser representative (IAR) with state registration records since 2003, appearing at 6 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (7)

FirmFromToCurrent
LPL FINANCIAL LLC2020-03-30presentYes
AMERIPRISE FINANCIAL SERVICES, LLC2015-08-312020-04-07
PRIVATE ADVISOR GROUP, LLC2012-05-032015-08-31
LPL FINANCIAL LLC2009-10-212012-05-02
OSAIC INSTITUTIONS, INC.2008-06-012009-11-03
BI INVESTMENTS, LLC2003-12-152008-06-01
CETERA INVESTMENT SERVICES LLC2003-07-242003-12-18

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