TRACEY HORNER PEARSON

TRACEY HORNER PEARSON is an investment adviser representative (IAR) with state registration records since 2002, appearing at 6 firms. Currently registered with RBC CAPITAL MARKETS, LLC.

Registration history (7)

FirmFromToCurrent
RBC CAPITAL MARKETS, LLC2019-12-16presentYes
TRUIST ADVISORY SERVICES, INC.2016-09-132019-11-08
TRUIST INVESTMENT SERVICES, INC.2014-05-062016-12-31
FIFTH THIRD SECURITIES, INC.2010-04-162014-02-28
WELLS FARGO CLEARING SERVICES, LLC2007-12-142010-04-12
WELLS FARGO CLEARING SERVICES, LLC2004-11-092006-01-10
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2002-01-022004-06-18

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