RANDOLPH JAMES TATE is an investment adviser representative (IAR) with state registration records since 2002, appearing at 4 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | 2022-05-16 | present | Yes |
| CUNA BROKERAGE SERVICES, INC. | 2004-08-04 | 2022-05-30 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2003-06-23 | 2004-07-16 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2002-01-15 | 2003-05-22 | — |