DEREK J JOHN THOMPSON is an investment adviser representative (IAR) with state registration records since 2001, appearing at 3 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2008-09-25 | present | Yes |
| LEHMAN BROTHERS INC. | 2008-02-14 | 2008-10-02 | — |
| J.P. MORGAN SECURITIES INC. | 2001-04-14 | 2003-03-13 | — |