JAMES MARK MADDOX is an investment adviser representative (IAR) with state registration records since 2003, appearing at 4 firms. Currently registered with CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC..
| Firm | From | To | Current |
|---|---|---|---|
| DEMPSEY LORD SMITH, LLC | 2026-01-06 | 2026-04-03 | — |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 2025-11-25 | present | Yes |
| DEMPSEY LORD SMITH, LLC | 2014-12-16 | 2025-12-31 | — |
| MONTICELLO INVESTMENT SERVICES, INC. | 2014-05-07 | 2014-11-25 | — |
| MSI FINANCIAL SERVICES, INC. | 2003-04-22 | 2012-06-28 | — |