RICHARD AUSTIN POND is an investment adviser representative (IAR) with state registration records since 2000, appearing at 4 firms. Currently registered with PRIVATE ADVISOR GROUP, LLC, LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2019-02-26 | present | Yes |
| PRIVATE ADVISOR GROUP, LLC | 2013-03-28 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2013-04-12 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2000-05-24 | 2009-06-01 | — |