JAMES J LEE is an investment adviser representative (IAR) with state registration records since 2008, appearing at 6 firms. Currently registered with ROCKEFELLER FINANCIAL LLC, ROCKEFELLER CAPITAL MANAGEMENT.
| Firm | From | To | Current |
|---|---|---|---|
| ROCKEFELLER CAPITAL MANAGEMENT | 2024-02-16 | present | Yes |
| ROCKEFELLER FINANCIAL LLC | 2021-02-01 | present | Yes |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | 2015-12-04 | 2020-05-26 | — |
| BARCLAYS CAPITAL INC. | 2012-08-17 | 2015-12-04 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2012-09-05 | — |
| MORGAN STANLEY & CO. LLC | 2008-07-03 | 2009-06-01 | — |