David Michael Grindel

David Michael Grindel is an investment adviser representative (IAR) with state registration records since 2003, appearing at 4 firms. Currently registered with UBS FINANCIAL SERVICES INC..

Registration history (4)

FirmFromToCurrent
UBS FINANCIAL SERVICES INC.2024-07-09presentYes
MORGAN STANLEY SMITH BARNEY LLC2018-07-192024-07-11
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.2015-01-262018-06-25
GREGORY ADVISORS, INC.2003-05-022015-09-10

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