SHAY W SCRUGGS is an investment adviser representative (IAR) with state registration records since 2000, appearing at 4 firms. Currently registered with ROCKEFELLER FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| ROCKEFELLER FINANCIAL LLC | 2020-06-05 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2014-05-02 | 2020-07-02 | — |
| DEUTSCHE BANK SECURITIES INC. | 2010-01-15 | 2014-05-13 | — |
| UBS FINANCIAL SERVICES INC. | 2005-07-15 | 2010-01-25 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2000-07-05 | 2005-07-19 | — |