KATHY WATERS is an investment adviser representative (IAR) with state registration records since 2000, appearing at 4 firms. Currently registered with WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | 2024-05-09 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2011-01-03 | 2024-05-09 | — |
| WELLS FARGO INVESTMENTS, LLC | 2004-09-27 | 2011-01-03 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2000-08-23 | 2002-07-29 | — |