STEVEN JOSEPH DIAS

STEVEN JOSEPH DIAS is an investment adviser representative (IAR) with state registration records since 2013, appearing at 4 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (4)

FirmFromToCurrent
LPL FINANCIAL LLC2024-07-30presentYes
CITIZENS SECURITIES, INC.2021-05-242024-07-15
TD AMERITRADE, INC.2013-08-232021-01-11
TD AMERITRADE INVESTMENT MANAGEMENT, LLC2013-08-202020-12-31

More