CHARLES K TRUONG

CHARLES K TRUONG is an investment adviser representative (IAR) with state registration records since 2004, appearing at 7 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (8)

FirmFromToCurrent
LPL FINANCIAL LLC2023-07-19presentYes
BANCWEST INVESTMENT SERVICES, INC.2016-03-022023-07-19
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2014-06-102016-02-18
WELLS FARGO CLEARING SERVICES, LLC2012-09-242014-05-30
U.S. BANCORP ADVISORS, LLC2006-10-172012-09-25
WELLS FARGO INVESTMENTS, LLC2006-09-252006-10-17
U.S. BANCORP ADVISORS, LLC2005-02-032006-09-25
CITICORP INVESTMENT SERVICES2004-11-182005-01-25

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