JAMES GARRY BERTRAND is an investment adviser representative (IAR) with state registration records since 2011, appearing at 3 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2015-06-23 | present | Yes |
| SCHWAB WEALTH ADVISORY, INC. | 2012-02-09 | 2013-11-05 | — |
| CHARLES SCHWAB & CO., INC. | 2011-11-17 | 2015-06-05 | — |