KRISTOPHER B SMITH is an investment adviser representative (IAR) with state registration records since 2002, appearing at 4 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 2023-06-29 | present | Yes |
| FFEC WEALTH PARTNERS LLC | 2016-06-17 | 2022-04-20 | — |
| UBS FINANCIAL SERVICES INC. | 2006-08-12 | 2016-06-21 | — |
| PIPER SANDLER & CO. | 2002-03-18 | 2006-08-12 | — |