JAMES P SHANTZ is an investment adviser representative (IAR) with state registration records since 1985, appearing at 2 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2003-04-11 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 1985-04-26 | 2003-04-16 | — |