Sean Masao Umetsu is an investment adviser representative (IAR) with state registration records since 2004, appearing at 4 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 2024-03-28 | present | Yes |
| CUSO FINANCIAL SERVICES, L.P. | 2013-08-19 | 2024-03-28 | — |
| BANCWEST INVESTMENT SERVICES, INC. | 2012-09-28 | 2013-05-10 | — |
| BANKOH INVESTMENT SERVICES, INC. | 2011-03-23 | 2012-09-20 | — |
| BANCWEST INVESTMENT SERVICES, INC. | 2004-04-21 | 2011-03-22 | — |