RICHARD ROBERT LOY

RICHARD ROBERT LOY is an investment adviser representative (IAR) with state registration records since 2002, appearing at 7 firms. Currently registered with EMPOWER ADVISORY GROUP, LLC.

Registration history (7)

FirmFromToCurrent
EMPOWER ADVISORY GROUP, LLC2022-08-30presentYes
LPL FINANCIAL LLC2022-05-182022-08-26
CUNA BROKERAGE SERVICES, INC.2018-07-032022-05-18
WADDELL & REED2007-07-232008-06-19
A. G. EDWARDS & SONS, INC.2006-06-302006-10-09
FIRST CITIZENS INVESTOR SERVICES, INC.2006-03-032006-07-12
MORGAN STANLEY DW INC.2002-08-062006-03-02

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