THOMAS BRIAN SERNETT is an investment adviser representative (IAR) with state registration records since 2000, appearing at 3 firms. Currently registered with STIFEL, NICOLAUS & COMPANY, INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | 2009-10-16 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2006-08-12 | 2009-10-16 | — |
| PIPER SANDLER & CO. | 2000-09-25 | 2006-08-12 | — |