Mike Ellis is an investment adviser representative (IAR) with state registration records since 2006, appearing at 3 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2011-05-06 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2011-04-28 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2006-09-18 | 2009-06-01 | — |