SEAN JUSTIN CAPLEN is an investment adviser representative (IAR) with state registration records since 2011, appearing at 3 firms. Currently registered with KESTRA ADVISORY SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| KESTRA ADVISORY SERVICES, LLC | 2024-10-01 | present | Yes |
| B. RILEY WEALTH ADVISORS, INC. | 2018-10-31 | 2024-10-30 | — |
| RAYMOND JAMES & ASSOCIATES, INC. | 2011-07-26 | 2018-11-09 | — |