DAVID E. KLOECKNER is an investment adviser representative (IAR) with state registration records since 2001, appearing at 6 firms. Currently registered with STIFEL, NICOLAUS & COMPANY, INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | 2023-10-10 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2011-09-07 | 2023-10-19 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2011-09-13 | — |
| MORGAN STANLEY & CO. LLC | 2007-04-02 | 2009-06-01 | — |
| MORGAN STANLEY DW INC. | 2005-06-09 | 2007-04-02 | — |
| PIPER SANDLER & CO. | 2001-02-09 | 2005-06-07 | — |