JAMES BARRETT SPICER

JAMES BARRETT SPICER is an investment adviser representative (IAR) with state registration records since 2001, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (5)

FirmFromToCurrent
LPL FINANCIAL LLC2024-09-30presentYes
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC2017-06-012024-10-07
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2008-09-192017-04-24
MORGAN STANLEY & CO. LLC2007-04-022008-09-22
MORGAN STANLEY DW INC.2001-08-302007-04-02

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