WILLIAM STUART FINNIE is an investment adviser representative (IAR) with state registration records since 2009, appearing at 4 firms. Currently registered with KINGSWOOD WEALTH ADVISORS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| KINGSWOOD WEALTH ADVISORS, LLC | 2026-05-06 | present | Yes |
| DEMPSEY LORD SMITH, LLC | 2026-01-06 | 2026-04-03 | — |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 2025-11-25 | 2026-05-12 | — |
| DEMPSEY LORD SMITH, LLC | 2014-10-30 | 2025-12-31 | — |
| RESOURCE HORIZONS INVESTMENT ADVISORY, INC. | 2009-02-06 | 2014-11-06 | — |