Robert L Peng

Robert L Peng is an investment adviser representative (IAR) with state registration records since 2004, appearing at 7 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.

Registration history (8)

FirmFromToCurrent
MORGAN STANLEY SMITH BARNEY LLC2021-07-23presentYes
TD AMERITRADE, INC.2018-02-272021-07-07
TD AMERITRADE INVESTMENT MANAGEMENT, LLC2018-02-262021-07-07
SCOTTRADE INVESTMENT MANAGEMENT2016-09-282018-02-26
WELLS FARGO INVESTMENTS, LLC2010-04-272010-05-20
WELLS FARGO CLEARING SERVICES, LLC2007-11-122010-09-08
WELLS FARGO INVESTMENTS, LLC2005-02-012007-09-06
AMERIPRISE FINANCIAL SERVICES, LLC2004-09-142004-10-26

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