Thomas Robert LaPointe is an investment adviser representative (IAR) with state registration records since 2001, appearing at 6 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2024-06-10 | present | Yes |
| SECURITIES AMERICA ADVISORS, INC. | 2021-01-05 | 2024-06-10 | — |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2013-06-21 | 2021-01-08 | — |
| EQUITABLE ADVISORS, LLC | 2009-04-24 | 2013-07-02 | — |
| MSI FINANCIAL SERVICES, INC. | 2005-10-27 | 2009-02-11 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2004-06-25 | 2005-04-15 | — |
| MSI FINANCIAL SERVICES, INC. | 2001-11-29 | 2003-09-08 | — |