Roberto Teofilo is an investment adviser representative (IAR) with state registration records since 2002, appearing at 4 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2023-01-30 | present | Yes |
| HSBC SECURITIES (USA) INC. | 2022-08-26 | 2023-02-10 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2003-04-29 | 2013-03-26 | — |
| PERSHING LLC | 2002-06-27 | 2002-12-17 | — |