SAM TE SU

SAM TE SU is an investment adviser representative (IAR) with state registration records since 2000, appearing at 5 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC.

Registration history (6)

FirmFromToCurrent
AMERIPRISE FINANCIAL SERVICES, LLC2025-02-25presentYes
MORGAN STANLEY SMITH BARNEY LLC2023-09-152025-02-07
UBS FINANCIAL SERVICES INC.2008-12-012023-09-26
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2005-05-182008-12-02
MORGAN STANLEY DW INC.2002-09-182005-05-16
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2000-11-172002-07-22

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