SHANTH DAVID

SHANTH DAVID is an investment adviser representative (IAR) with state registration records since 2008, appearing at 6 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.

Registration history (7)

FirmFromToCurrent
CETERA INVESTMENT ADVISERS LLC2025-09-05presentYes
AVANTAX ADVISORY SERVICES2019-10-252025-09-05
1ST GLOBAL ADVISORS INC2015-06-102019-10-25
PROSPERA FINANCIAL SERVICES, INC.2014-12-012015-06-11
WFG ADVISORS, LP2014-01-082014-12-01
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2012-11-272014-01-02
1ST GLOBAL ADVISORS INC2008-02-202012-11-05

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