James Graves

James Graves is an investment adviser representative (IAR) with state registration records since 2017, appearing at 6 firms. Currently registered with CHARLES SCHWAB & CO., INC..

Registration history (6)

FirmFromToCurrent
CHARLES SCHWAB & CO., INC.2021-08-13presentYes
PFS INVESTMENTS INC.2019-12-062020-05-04
STONEX ADVISORS INC.2019-03-202019-03-28
TD AMERITRADE, INC.2018-02-282018-03-07
TD AMERITRADE INVESTMENT MANAGEMENT, LLC2018-02-262018-03-07
SCOTTRADE INVESTMENT MANAGEMENT2017-09-152018-02-26

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