CUONG T OUM is an investment adviser representative (IAR) with state registration records since 2006, appearing at 4 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2011-01-03 | present | Yes |
| WELLS FARGO INVESTMENTS, LLC | 2009-06-26 | 2011-01-03 | — |
| CHASE INVESTMENT SERVICES CORP. | 2009-05-02 | 2009-06-24 | — |
| WAMU INVESTMENTS, INC. | 2006-01-09 | 2009-05-02 | — |