James L Gallagher

James L Gallagher is an investment adviser representative (IAR) with state registration records since 2002, appearing at 4 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

Registration history (5)

FirmFromToCurrent
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2023-03-30presentYes
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2007-07-132022-04-19
WAMU INVESTMENTS, INC.2006-08-152007-06-19
CHASE INVESTMENT SERVICES CORP.2003-08-012004-08-26
MERRILL LYNCH INVESTMENT MANAGERS LP2002-08-232003-06-12

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