James Warren is an investment adviser representative (IAR) with state registration records since 2002, appearing at 4 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | 2017-02-10 | present | Yes |
| LEVEL FOUR ADVISORY SERVICES, LLC | 2010-09-09 | 2017-02-14 | — |
| OSAIC FS, INC. | 2010-09-07 | 2010-09-07 | — |
| WFP SECURITIES | 2002-11-19 | 2010-09-14 | — |