Shannon S Tan

Shannon S Tan is an investment adviser representative (IAR) with state registration records since 2001, appearing at 5 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

Registration history (6)

FirmFromToCurrent
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2024-05-17presentYes
J.P. MORGAN SECURITIES LLC2024-03-082024-05-22
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC2016-08-262024-05-23
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2005-09-092016-08-29
MORGAN STANLEY & CO. LLC2004-04-302005-08-17
DEUTSCHE BANK SECURITIES INC.2001-03-162004-04-29

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