STEPHEN JOSEPH SALLEY

STEPHEN JOSEPH SALLEY is an investment adviser representative (IAR) with state registration records since 2001, appearing at 6 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (6)

FirmFromToCurrent
LPL FINANCIAL LLC2010-12-21presentYes
MORGAN STANLEY SMITH BARNEY LLC2009-06-012011-01-04
CITIGROUP GLOBAL MARKETS INC.2006-02-212009-06-01
LEGG MASON WOOD WALKER, INCORPORATED2004-06-212006-02-21
WELLS FARGO CLEARING SERVICES, LLC2003-07-012004-06-28
PRUDENTIAL EQUITY GROUP, LLC2001-02-072003-07-01

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