DOUGLAS ANDREW NELSON

DOUGLAS ANDREW NELSON is an investment adviser representative (IAR) with state registration records since 2001, appearing at 7 firms. Currently registered with RBC CAPITAL MARKETS, LLC.

Registration history (7)

FirmFromToCurrent
RBC CAPITAL MARKETS, LLC2026-07-02presentYes
SUNPOINTE, LLC2021-06-182026-07-01
WELLS FARGO CLEARING SERVICES, LLC2012-01-132021-06-24
MORGAN STANLEY SMITH BARNEY LLC2009-06-012012-01-30
MORGAN STANLEY & CO. LLC2007-04-022009-06-01
MORGAN STANLEY DW INC.2005-04-292007-04-02
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2001-02-082005-05-02

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