KEVIN TRAN is an investment adviser representative (IAR) with state registration records since 2011, appearing at 7 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2026-07-21 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2022-12-12 | 2025-11-21 | — |
| CHARLES SCHWAB & CO., INC. | 2022-06-06 | 2022-12-20 | — |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 2022-02-22 | 2022-12-20 | — |
| TD AMERITRADE, INC. | 2022-02-22 | 2022-10-14 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2019-07-10 | 2022-02-28 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2013-04-19 | 2019-07-09 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2013-01-14 | 2013-04-12 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2011-02-11 | 2012-02-03 | — |