CARLOS ARTURO BAUTISTA

CARLOS ARTURO BAUTISTA is an investment adviser representative (IAR) with state registration records since 2004, appearing at 3 firms. Currently registered with EP WEALTH ADVISORS, LLC..

Registration history (4)

FirmFromToCurrent
EP WEALTH ADVISORS, LLC.2021-01-06presentYes
MML INVESTORS SERVICES, LLC2018-11-202020-12-18
CURIAN CAPITAL, LLC2007-01-082011-08-17
CURIAN CAPITAL, LLC2004-03-262006-12-31

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