SANDY BROWN

SANDY BROWN is an investment adviser representative (IAR) with state registration records since 2001, appearing at 6 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (6)

FirmFromToCurrent
LPL FINANCIAL LLC2023-10-04presentYes
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2017-07-122023-10-05
SCF INVESTMENT ADVISORS, INC.2011-04-052016-05-17
PRINCIPAL SECURITIES, INC.2005-09-022011-03-01
UBS FINANCIAL SERVICES INC.2004-09-172005-08-09
CITIGROUP GLOBAL MARKETS INC.2001-06-252004-10-04

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