MICHAEL MAXWELL SMITH is an investment adviser representative (IAR) with state registration records since 2007, appearing at 3 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 2023-06-29 | present | Yes |
| VANTAGE FINANCIAL GROUP, INC. | 2011-10-24 | 2016-12-31 | — |
| WALNUT STREET SECURITIES, INC. | 2007-07-23 | 2013-09-03 | — |