NICHOLAS JOSEPH SMITH is an investment adviser representative (IAR) with state registration records since 2001, appearing at 3 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2012-10-12 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2008-05-09 | 2012-10-15 | — |
| UBS FINANCIAL SERVICES INC. | 2001-04-12 | 2008-05-21 | — |