BYRON LEE ELLIS

BYRON LEE ELLIS is an investment adviser representative (IAR) with state registration records since 2004, appearing at 7 firms. Currently registered with RBC CAPITAL MARKETS, LLC.

Registration history (8)

FirmFromToCurrent
RBC CAPITAL MARKETS, LLC2026-05-29presentYes
WELLS FARGO CLEARING SERVICES, LLC2014-11-032026-06-04
WEDBUSH SECURITIES INC.2009-07-172014-11-18
MORGAN STANLEY SMITH BARNEY LLC2009-06-012009-08-11
CITIGROUP GLOBAL MARKETS INC.2005-07-112009-06-01
M.L. STERN & CO., LLC.2005-03-042005-07-12
UBS FINANCIAL SERVICES INC.2005-02-252005-03-14
M.L. STERN & CO., LLC.2004-06-232005-02-28

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