Dolores M Fain is an investment adviser representative (IAR) with state registration records since 2001, appearing at 3 firms. Currently registered with J.P. MORGAN SECURITIES LLC.
| Firm | From | To | Current |
|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | 2019-10-25 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2002-11-22 | 2019-11-06 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2001-05-16 | 2002-11-29 | — |