MICHAEL GEORGE JAMES is an investment adviser representative (IAR) with state registration records since 2005, appearing at 2 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2007-03-09 | present | Yes |
| RBC CAPITAL MARKETS, LLC | 2005-08-12 | 2007-03-22 | — |